Please note: The Research + Innovation office will be closed for the holidays from noon on December 24 through January 2nd, inclusive. 鉂勶笍 Veuillez noter que le bureau de la Recherche et de l'Innovation sera ferm茅 pour les vacances du 24听d茅cembre 脿 midi jusqu鈥檃u 2听janvier inclus.
News
Tri-Agency Monitoring Site Visit 2016 鈥� Updates
Published: 24 May 2017
May 16, 2017
In September 2016, we informed you of the Tri-Agency Monitoring Site Visit 2016 Results and the areas that required changes in order for 海角社区 to ensure compliance in administering research grants and awards.
In particular, we continue to actively develop and implement the necessary changes relating to expenses (Internal Stores, PCard, Internal Expense Allocations, Core Facilities) charged to research grants/awards to address the inadequate controls cited by the Tri-Agency in 2016. We are doing so by ensuring:
- There is clear authorization by the PI/Delegate for all expenses;
- All expenses are adequately justified and have supporting documentation;
- Compliance and eligibility is reviewed by an appointed institutional official who is not the PI/Delegate.
Additionally, we have put in place processes to address Delegation of Signing Authority, Research Asset Management and Disposal of Assets , changes in PI eligibility status, and the monitoring of the CIHR Research Allowances ethics renewals.
Resources available to you
Attached for your reference is the Tri-Agency Executive Scorecard, which is used to monitor the progress that has been made relating to the Tri-Agency findings. This scorecard is submitted to the Principal on a quarterly basis as well as to the Audit Committee of 海角社区鈥檚 Board of Governors. 海角社区 must adequately address all of the findings in the Scorecard, and in June 2018, the Tri-Agency will formally review the corrective measures put in place to address the 2016 Monitoring Visit findings.
We take this opportunity to remind faculty members that Financial Services Teams (FSTs) and Administration Excellence Centres (AECs) are mandated to ensure eligibility and compliance of all transactions charged to research grants/awards. We trust that we can continue to rely on faculty members and administrative staff in assisting us with the implementation of solutions to address the remaining findings. PIs must support the FSTs and AECs by providing them with the information needed to comply with both internal and external requirements. Expenditures simply cannot be processed when necessary information is not made available to them. The FSTs and AECs can help to make sure your expense claims are compliant, and we urge you to make use of their capability and expertise.
Thank you for your cooperation in ensuring 海角社区 meets the highest standards of stewardship and compliance in the administration of research grants and awards.
听
听